Hermosa offers dedicated financial advice and investment capabilities across all major global asset classes.
Why Choose our Asset Management Service?
01. Personalized service
Hermosa will assign a dedicated Investment Advisor who will construct and manage your tailored investment portfolio.
Hermosa’s leadership was first registered in the securities industry as the agent of a broker-dealer in 1999 and has accumulated a wide breadth of experience in portfolio construction, risk management, financial planning and asset management.
Through Schwab’s industry-leading technology, you will have access to their versatile platform and mobile apps to view account information, reduce paper, and free up your time.
You will have direct access to your dedicated Investment Advisor, so you can get in touch at any time.
Full-Service Asset Management
Hermosa leverages its considerable experience and capabilities to deliver optimal investment results to clients. We provide hands-on day-to-day investment management, offer a broad range of traditional and alternative asset classes, and maintain investment style flexibility.
Hermosa has access to a broad range of major national and regional exchanges through Schwab’s equity specialists. These specialists are available to help with the order of listed or over-the-counter stocks, large orders, and thinly traded issues, and they strive to obtain the best price.
Hermosa has access to Schwab’s industry-leading Mutual Fund MarketPlace®, featuring a full range of mutual fund managers from nearly every asset class. Hermosa can choose from over 15,000 mutual funds from more than 650 fund families—including more than 5,500 with no loads and no transaction fees through Schwab Mutual Fund OneSource®(2).
Exchange Traded Funds
Hermosa has access to research and experts’ top fund picks to narrow down choices and find the right funds for you. Exchange-traded funds Schwab provides Hermosa with the insights, resources, access, and support needed to invest in exchange-traded funds (ETFs) and other exchange-traded products on behalf of its clients. Hermosa can navigate options using the Schwab ETF Select List®, a quarterly list that identifies the lowest-cost affiliated and third-party ETFs in 74 asset categories.
Hermosa, by working with Schwab, has access to over 80,000 individual securities from more than 200 dealers and hundreds of bond funds(1). This enables Hermosa to select products to meet your capital preservation and income goals in a single place. If government, corporate, or municipal instruments are appropriate, Hermosa can work with a Schwab Fixed Income Specialist to locate the most favorable combination of rates and maturities available.
Flexibility and Convenience
Hermosa also has access to Schwab’s Trade-Away Services. With these services, Hermosa can place trades with other firms throughout the financial industry without the need to establish multiple accounts. And because Schwab continues to be your sole custodian, you receive a single statement for each account. You get the convenience of a consolidated view of your accounts as well as consolidated cost-basis reporting at tax time. Investors in mutual funds and ETFs should consider carefully information contained in the prospectus or, if available, the summary prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by contacting Hermosa. Please read the prospectus carefully before investing.
Schwab offers a range of resources to support you and Hermosa, whether you prefer to do business in person, on the phone, or through your mobile device or computer. Schwab’s innovative technology and service capabilities provide a faster, more fluid experience for you and Hermosa. Schwab’s responsive support and on-the-go access put your account information at your fingertips and make everyday transactions more convenient.
Schwab’s powerful technology platform and versatile mobile apps help you and Hermosa stay connected and share important information. View your account, deposit checks, and approve documents and move money requests—on the go. Schwab’s intuitive website makes managing your money easy. Digital processes minimize errors, reduce paper, and free up your time. Meanwhile, Schwab is diligent in maintaining the highest security standards to protect your assets and data.
1) Secondary market data for number of quotes and securities derived from averaging data snapshots from four distinct times in a single trading day. All noted data points as of July 2019. Data here does not reflect bond inventory offered online at Schwab Advisor Center®.
2) Statistics as of September 2019. Charles Schwab & Co., Inc., member SIPC, receives remuneration from fund companies participating in the Mutual Fund OneSource® service for recordkeeping and shareholder services and other administrative services. Schwab also may receive remuneration from transaction fee fund companies for certain administrative services. Trades in no-load funds available through Mutual Fund OneSource service (including Schwab Funds®), as well as certain other funds, are available without transaction fees when placed through Schwab.com or our automated phone channels. Schwab’s short-term redemption fee of $49.95 will be charged on redemption of funds purchased through Schwab’s Mutual Fund OneSource service (and certain other funds with no transaction fee) and held for 90 days or less. Schwab reserves the right to exempt certain funds from this fee, including Schwab Funds, which may charge a separate redemption fee, and funds that accommodate short-term trading. Funds are also subject to management fees and expenses. Investment returns will fluctuate and are subject to market volatility, so that an investor’s shares, when redeemed or sold, may be worth more or less than their original cost. Unlike mutual funds, shares of ETFs are not individually redeemable directly with the ETF. Shares are bought and sold at market price, which may be higher or lower than the net asset value (NAV). Fixed income securities are subject to increased loss of principal during periods of rising interest rates. Fixed income investments are subject to various other risks, including changes in credit quality, market valuations, liquidity, prepayments, early redemption, corporate events, tax ramifications, and other factors.