Wealth Management

Providing unbiased and thoughtful financial advice to build and to preserve your wealth.

At Hermosa, we help ensure your wealth is used for what is most important to you. We offer portfolio management that is tailored to your specific financial and family needs, ensuring that your wealth benefits the causes and people you care about. As part of our integrated wealth services, we will provide ongoing portfolio management, relieving you of day-to-day investment monitoring. We offer a comprehensive menu of traditional investment options, including equities, fixed income, ETFs, mutual funds, and structured products, among others, as well as access to professional investment managers and separately managed accounts.

Our Service is Personalized for Your Individual Circumstances

Corporate Executives

Your Hermosa Financial Advisor is adept at helping corporate executives build, preserve, and maximize wealth.


Through its expansive business network, Hermosa can help address the unique challenges faced by entrepreneurs.

Multi-generational Families

Hermosa regularly works with multi-generational clients to preserve wealth for future generations.

Wealth Management

Providing unbiased and thoughtful financial advice to build and preserve your wealth.

Fixed Income

Hermosa, by working with Schwab, has access to over 80,000 individual securities from more than 200 dealers and hundreds of bond funds1. This enables Hermosa to select products to meet your capital preservation and income goals in a single place. If government, corporate, or municipal instruments are appropriate, Hermosa can work with a Schwab Fixed Income Specialist to locate the most favorable combination of rates and maturities available.


Hermosa has access to a broad range of major national and regional exchanges through Schwab’s equity specialists. These specialists are available to help with the order of listed or over-the-counter stocks, large orders, and thinly traded issues, and they strive to obtain the best price.

Sophisticated Wealth Management Solutions

Hermosa, through its custodial relationship with Charles Schwab & Co., Inc., provides a wide array of wealth management products and services to address your complex financial needs.

Products and Services Include:

  • Managed accounts, which leverage the expertise of high-caliber asset managers who specialize in particular asset classes and provide opportunities to manage taxes via tax-loss harvesting
  • Tax-advantaged college savings and charitable-giving plans
  • Custody services and access to a wide range of alternative investments
  • Schwab Annuity Concierge Services, a team that helps with annuity enrollment and provides ongoing annuity support at no additional charge
  • Individualized hedging strategies for concentrated equity holdings, and;
  • Restricted stock transfer and filing services

Ongoing Wealth Management

In addition to financial planning and asset management, as a client of Hermosa, you will receive ongoing advice that is specific to your financial situation, including retirement income planning, estate planning, and insurance review. Your advisor will actively manage your portfolio and will suggest adjustments as your needs and as market conditions evolve. You will have a complete and transparent view of your portfolio and fees.

Unbiased and Impartial

As a Registered Investment Advisor, Hermosa Inc. acts under the Fiduciary Standard of care, which means we act solely in the client’s best interest when providing personalized financial advice. We choose the most appropriate investments to meet your goals, whether your priority is growth, income, or capital preservation.

Long-Term View of Your Wealth

Hermosa’s investment process builds and preserves your wealth over the long-term. Your Hermosa Investment Advisor will work closely with you to determine your risk appetite, your expectations, and your investment priorities.

A Complete Portfolio Picture

As a Hermosa client, you can count on excellent visibility into your investments. You will have access to custom, detailed reports as well as online and mobile account information, to help you quickly and easily review your portfolio’s progress.

Asset Safety and Security

Hermosa client assets are custodied at Charles Schwab & Co., Inc., the industry leader and largest custodian of Registered Investment Advisor assets, providing custodial, operational, practice management, and trading support. Schwab has a secure, flexible platform with an array of sophisticated digital tools, best-in-class technology, a wide range of products and services, and zero commissions on online stock and ETF trades.

Want to learn more? We are here to help.

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